SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Nantahala Capital Management, LLC

(Last) (First) (Middle)
19 OLD KINGS HIGHWAY S
SUITE 200

(Street)
DARIEN CT 06820

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/03/2019
3. Issuer Name and Ticker or Trading Symbol
FTD Companies, Inc. [ FTD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock par value $0.0001 per share 3,710,763 I Please see footnotes below.(1)(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option (Right to buy) 03/14/2019 06/21/2019 FTD Common Stock, par value $0.0001 per share 250,000 2.5 I Please see footnotes below.(3)(4)
1. Name and Address of Reporting Person*
Nantahala Capital Management, LLC

(Last) (First) (Middle)
19 OLD KINGS HIGHWAY S
SUITE 200

(Street)
DARIEN CT 06820

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Harkey Wilmot B.

(Last) (First) (Middle)
C/O NANTAHALA CAPITAL MANAGEMENT, LLC
19 OLD KINGS HIGHWAY S, SUITE 200

(Street)
DARIEN CT 06820

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Mack Daniel

(Last) (First) (Middle)
C/O NANTAHALA CAPITAL MANAGEMENT, LLC
19 OLD KINGS HIGHWAY S, SUITE 200

(Street)
DARIEN CT 06820

(City) (State) (Zip)
Explanation of Responses:
1. Nantahala Capital Management, LLC ("NCM") may be deemed a beneficial owner of securities held for certain private funds and managed accounts for which NCM serves as investment adviser.
2. Mr. Wilmot B Harkey and Mr. Daniel Mack may be deemed to be beneficial owners of the securities beneficially owned by NCM, but each of NCM and Wilmot Harkey and Daniel Mack disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein.
3. Nantahala Capital Management, LLC ("NCM") may be deemed a beneficial owner of securities held for certain private funds and managed accounts for which NCM serves as investment adviser.
4. Mr. Wilmot B Harkey and Mr. Daniel Mack may be deemed to be beneficial owners of the securities beneficially owned by NCM, but each of NCM and Wilmot Harkey and Daniel Mack disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein.
/s/ Paul E. Rehm, Compliance Officer 05/10/2019
/s/ Wilmot B. Harkey 05/10/2019
/s/ Daniel Mack 05/10/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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